About

Andy Arno joined the Board of Directors in 2011 and has more than 30 years of experience handling a wide range of corporate and financial matters, primarily as an investment banker and strategic advisor to emerging growth companies.

He currently serves as a managing member of Unterberg Legacy, LLC, a merchant bank and multi-family office, where he has served since 2023. He received a Bachelor of Science degree from George Washington University. He is the Lead Independent Director, Chair of the Compensation Committee and a member of the Corporate Governance & Nominating Committee and Audit Committee.

Roles

22nd Century Group, Inc.
Lead Independent Director · Current role
2011–present
Special Equities Group, LLC
Vice Chairman · Privately held investment banking firm affiliated with Dawson James Securities Inc. and previously affiliated with Bradley Woods & Co. Ltd. and Chardan Capital Markets LLC.
2015-2023
Emerging Growth Equities
Managing Director · Investment banking firm.
2013-2015
LOMUSA Limited
President · Investment banking firm.
Unterberg Capital, LLC
Vice Chairman and Chief Marketing Officer · Investment advisory firm that he co-founded.
Merriman Capital LLC
Vice Chairman and Head of the Equity Capital Markets Division · Investment banking firm; also served on the board of the parent company, Merriman Holdings, Inc.

External Roles

Unterberg Legacy, LLC
Managing Member
Insight Molecular Diagnostic Inc. (IMDX)
Chairman
SmithMicro Software, Inc. (SMSI)
Board member
Catheter Precision, Inc. (VTAK)
Board member
Independa, Inc.
Board member
ComHear Inc.
Chairman
Merriman Holdings, Inc.
Board member

Also at 22nd Century Group, Inc.

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